Explore investment software that adheres to SEC/FINRA requirements

Launch a funding-portal or a broker-dealer investment platform using our powerful investment engine. LenderKit offers both front-end and back-end solutions to help you run a competitive investment platform.

Learn more
  • Investor categorization
  • Risk awareness questionnaire
  • Transparent communication
  • Investment limits calculation
  • Fundraising limits management
  • Reg CF, Reg A/A+, Reg D, Reg S
  • Funding portal, broker-dealer

What are SEC/FINRA rules and how to comply with them

Funding portals normally work with Reg CF types of campaigns which allows them to raise $5M per project annually. Investors have their own limits and platforms need to comply with certain reporting requirements.

Broker-dealers work with all Reg CF, Reg A/A+, Reg D and Reg S, the funding limits really depend on the type and can easily go to $75M+ or higher. 

Using LenderKit white-label investment software, you can choose what regulatory type you want to use, have control over the investor and fundraiser limits, leverage cap tables and export data to facilitate reporting. 

Contact sales to discuss your project
sec finra investor portal

Want to learn more about SEC/FINRA compliance in LenderKit?

Schedule a live demo