Explore investment software that adheres to SEC/FINRA requirements
Launch a funding-portal or a broker-dealer investment platform using our powerful investment engine. LenderKit offers both front-end and back-end solutions to help you run a competitive investment platform.
- Investor categorization
- Risk awareness questionnaire
- Transparent communication
- Investment limits calculation
- Fundraising limits management
- Reg CF, Reg A/A+, Reg D, Reg S
- Funding portal, broker-dealer
What are SEC/FINRA rules and how to comply with them
Funding portals normally work with Reg CF types of campaigns which allows them to raise $5M per project annually. Investors have their own limits and platforms need to comply with certain reporting requirements.
Broker-dealers work with all Reg CF, Reg A/A+, Reg D and Reg S, the funding limits really depend on the type and can easily go to $75M+ or higher.
Using LenderKit white-label investment software, you can choose what regulatory type you want to use, have control over the investor and fundraiser limits, leverage cap tables and export data to facilitate reporting.